Annual Report of Proxy Voting Record for Management Investment Companies (n-px)

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number

811-22585

Tortoise Pipeline & Energy Fund, Inc.

(Exact Name of Registrant as specified in charter)

6363 College Boulevard, Suite 100A, Overland Park, KS 66211

(Address of Principal Executive Offices) (Zip code)

P. Bradley Adams

6363 College Boulevard, Suite 100A, Overland Park, KS 66211

(Name and Address of Agent For Service)

Registrant's telephone number, including area code: 913-981-1020

Date of fiscal year end: November 30

Date of reporting period: July 1, 2020 - June 30, 2021

Item 1. Proxy Voting Record

Vote Summary

NEXTERA ENERGY PARTNERS, LP

Security

65341B106

Meeting Type

Annual

Ticker Symbol

NEP

Meeting Date

20-Apr-2021

ISIN

US65341B1061

Proposed

Item

Proposal

Vote

For/Against

Management

1A.

For

Election of Director: Susan D. Austin

Management

1B.

For

Election of Director: Robert J. Byrne

Management

1C.

For

Election of Director: Peter H. Kind

Management

1D.

For

Election of Director: James L. Robo

Management

For

Ratification of appointment of Deloitte & Touche LLP as

NextEra Energy Partners' independent registered public

accounting firm for 2021.

Management

For

Approval, by non-binding advisory vote, of the

compensation of NextEra Energy Partners' named

executive officers as disclosed in the proxy statement.

MAGELLAN MIDSTREAM PARTNERS,L.P.

Security

559080106

Meeting Type

Annual

Ticker Symbol

MMP

Meeting Date

22-Apr-2021

ISIN

US5590801065

Proposed

Item

Proposal

Vote

For/Against

Management

Election of Directors:

Robert G. Croyle

For

Stacy P. Methvin

For

Barry R. Pearl

For

Management

For

Amendment of Long-Term Incentive Plan.

Management

For

Advisory Resolution to Approve Executive

Compensation.

Management

For

Ratification of Appointment of Independent Registered

Public Accounting Firm for 2021.

EQUITRANS MIDSTREAM CORPORATION

Security

294600101

Meeting Type

Annual

Ticker Symbol

ETRN

Meeting Date

27-Apr-2021

ISIN

US2946001011

Proposed

Item

Proposal

Vote

For/Against

Management

1A.

For

Election of Director to serve until the next annual meeting

of shareholders: Vicky A. Bailey

Management

1B.

For

Election of Director to serve until the next annual meeting

of shareholders: Sarah M. Barpoulis

1C.

Management

For

Election of Director to serve until the next annual meeting

of shareholders: Kenneth M. Burke

1D.

Management

For

Election of Director to serve until the next annual meeting

of shareholders: Patricia K. Collawn

Management

1E.

For

Election of Director to serve until the next annual meeting

of shareholders: Margaret K. Dorman

Management

For

1F.

Election of Director to serve until the next annual meeting

For

of shareholders: Thomas F. Karam

1G.

Management

For

Election of Director to serve until the next annual meeting

of shareholders: D. Mark Leland

Management

1H.

For

Election of Director to serve until the next annual meeting

of shareholders: Norman J. Szydlowski

Management

1I.

For

Election of Director to serve until the next annual meeting

of shareholders: Robert F. Vagt

Management

For

Approval, on an advisory basis, of the compensation of

the Company's named executive officers for 2020 (Say-

on-Pay).

Management

For

Approval of Amendments to the Company's Articles of

Incorporation and Bylaws to remove the supermajority

voting requirements.

Management

For

Ratification of the appointment of Ernst & Young LLP as

the Company's independent registered public accounting

firm for 2021.

THE WILLIAMS COMPANIES, INC.

Security

969457100

Meeting Type

Annual

Ticker Symbol

WMB

Meeting Date

27-Apr-2021

ISIN

US9694571004

Proposed

Item

Proposal

Vote

For/Against

Management

1A.

For

Election of Director: Alan S. Armstrong

Management

1B.

For

Election of Director: Stephen W. Bergstrom

Management

1C.

For

Election of Director: Nancy K. Buese

Management

1D.

For

Election of Director: Stephen I. Chazen

Management

1E.

For

Election of Director: Charles I. Cogut

Management

1F.

For

Election of Director: Michael A. Creel

Management

1G.

For

Election of Director: Stacey H. Doré

Management

1H.

For

Election of Director: Vicki L. Fuller

Management

1I.

For

Election of Director: Peter A. Ragauss

Management

1J.

For

Election of Director: Rose M. Robeson

Management

1K.

For

Election of Director: Scott D. Sheffield

Management

1L.

For

Election of Director: Murray D. Smith

Management

1M.

For

Election of Director: William H. Spence

Management

For

Approval, by nonbinding advisory vote, of the Company's

executive compensation.

Management

For

Ratification of Ernst & Young LLP as independent

auditors for 2021.

STAR PEAK ENERGY TRANSITION CORP.

Security

855185104

Meeting Type

Special

Ticker Symbol

STPK

Meeting Date

27-Apr-2021

ISIN

US8551851046

Proposed

Item

Proposal

Vote

For/Against

Management

For

The Business Combination Proposal - To consider and

vote upon a proposal to approve the Agreement and Plan

of Merger, dated as of December 3, 2020 (as it may be

amended and/or restated from time to time, the "Merger

Agreement"), by and among Stem, Inc., a Delaware

corporation ("Stem" or the "Company"), STPK and STPK

Merger Sub Corp., a Delaware corporation ("Merger

Sub") and the transactions contemplated thereby,

pursuant to which Merger Sub will merge with and into

Stem with Stem surviving the merger as a wholly owned

subsidiary of STPK (the "Merger").

Management

For

The Charter Proposal - To increase the number of

authorized shares of New Stem (as defined in the

accompanying Proxy Statement/Consent Solicitation

Statement/Prospectus) common stock from 400,000,000

to 500,000,000 and to authorize the issuance of up to

1,000,000 shares of New Stem preferred stock.

Management

For

The Charter Proposal - To eliminate the Class B

Common Stock classification and provide for a single

class of common stock.

Management

For

The Charter Proposal - To provide that the number of

authorized shares of common stock or preferred stock

may be increased or decreased by the affirmative vote of

the holders of at least a majority of the voting power of

the stock outstanding and entitled to vote thereon

irrespective of the provisions of Section 242(b)(2) of the

Delaware General Corporation Law.

Management

For

The Charter Proposal - To provide that any director, or

the entire board, may be removed from office at any time,

but only for cause and only by the affirmative vote of at

least 66 2/3% of the voting power of the stock

outstanding and entitled to vote thereon.

Management

For

The Charter Proposal - To provide that amendments to

STPK's waiver of corporate opportunities will be

prospective only and provide certain other clarificatory

amendments to the waiver of corporate opportunities

provision.

Management

For

The Charter Proposal - To provide that the vote of 66

2/3% of the voting power of the stock outstanding and

entitled to vote thereon, voting together as a single class,

shall be required to adopt, amend or repeal the bylaws or

any provision of the Proposed Charter inconsistent with

Section 5.2 of Article V (classification of the board of

directors), Article VI (Stockholder Action), Article VIII

(Amendment), Article IX (Liability of Directors), Article X

(Corporate Opportunity) or Article XI (Forum for

Adjudication of Disputes).

Management

For

The Charter Proposal - Conditioned upon the approval of

For

Proposals No. 2 through 7 on the reverse side, a

proposal to approve the Proposed Charter, which

includes the approval of all other changes in the

Proposed Charter in connection with replacing the

Existing Charter with the Proposed Charter, including

changing STPK's name from "Star Peak Energy

Transition Corp." to "Stem, Inc." as of the closing of the

merger.

Management

The NYSE Proposal - To consider and vote upon a

For

proposal to approve, for purposes of complying with

applicable listing rules of the New York Stock Exchange:

(i) the issuance of shares of New Stem Common Stock

immediately following the consummation of the merger

pursuant to the PIPE Agreements (as defined in the

accompanying Proxy Statement/Consent Solicitation

Statement/Prospectus); (ii) the issuance of shares of New

Stem Common Stock pursuant to the Merger Agreement;

and (iii) the ... (due to space limits, see proxy statement

for full proposal).

Management

10.

Against

The Incentive Plan Proposal - To consider and vote upon

a proposal to approve and adopt the Incentive Plan (as

defined in the accompanying Proxy Statement/Consent

Solicitation Statement/Prospectus).

Management

For

11.

The Adjournment Proposal - To consider and vote upon a

For

proposal to adjourn the STPK Special Meeting to a later

date or dates, if necessary, to permit further solicitation

and vote of proxies if, based upon the tabulated vote at

the time of the STPK Special Meeting, there are not

sufficient votes to approve the Business Combination

Proposal, the Charter Proposals, the NYSE Proposal or

the Incentive Plan Proposal, or holders of STPK's Class

A Common Stock have elected to redeem an amount of

Class ...(due to space limits, see proxy statement for full

proposal).

NUSTAR ENERGY L.P.

Security

67058H102

Meeting Type

Annual

Ticker Symbol

Meeting Date

29-Apr-2021

ISIN

US67058H1023

Proposed

Item

Proposal

Vote

For/Against

Management

Election of Directors:

Bradley C. Barron

For

William B. Burnett

For

W. Grady Rosier

For

Management

For

To approve the Amended and Restated NuStar Energy

L.P. 2019 Long-Term Incentive Plan.

Management

For

To ratify the appointment of KPMG LLP as NuStar

Energy L.P.'s independent registered public accounting

firm for 2021.

CLEARWAY ENERGY, INC.

Security

18539C204

Meeting Type

Annual

Ticker Symbol

CWEN

Meeting Date

29-Apr-2021

ISIN

US18539C2044

Proposed

Item

Proposal

Vote

For/Against

Management

Election of Directors:

Jonathan Bram

For

Nathaniel Anschuetz

For

Brian R. Ford

For

Bruce MacLennan

For

Ferrell P. McClean

For

Daniel B. More

For

E. Stanley O'Neal

For

Christopher S. Sotos

For

Scott Stanley

For

Management

For

To approve, on a non-binding advisory basis, Clearway

Energy, Inc.'s executive compensation.

Management

For

To approve the amendment and restatement of the

Amended and Restated 2013 Equity Incentive Plan to

increase the number of shares of common stock

available for issuance under the plan and to make certain

additional changes.

Management

To ratify the appointment of Ernst & Young LLP as

For

Clearway Energy, Inc.'s independent registered public

accounting firm for the 2021 fiscal year.

GIBSON ENERGY INC

Security

374825206

Meeting Type

MIX

Ticker Symbol

Meeting Date

04-May-2021

ISIN

CA3748252069

Proposed

Item

Proposal

Vote

For/Against

Management

Non-Voting

CMMT

PLEASE NOTE THAT SHAREHOLDERS ARE

ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY

FOR RESOLUTIONS 3 TO 5 AND 'IN FAVOR' OR

'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1.1 TO

1.9 AND 2. THANK YOU

Management

1.1

For

ELECTION OF DIRECTOR: JAMES M. ESTEY

Management

1.2

For

ELECTION OF DIRECTOR: DOUGLAS P. BLOOM

Management

1.3

For

ELECTION OF DIRECTOR: JAMES J. CLEARY

Management

1.4

For

ELECTION OF DIRECTOR: JUDY E. COTTE

Management

1.5

For

ELECTION OF DIRECTOR: JOHN L. FESTIVAL

Management

1.6

For

ELECTION OF DIRECTOR: MARSHALL L. MCRAE

Management

1.7

For

ELECTION OF DIRECTOR: MARGARET C. MONTANA

Management

1.8

For

ELECTION OF DIRECTOR: MARY ELLEN PETERS

Management

1.9

For

ELECTION OF DIRECTOR: STEVEN R. SPAULDING

Management

For

TO PASS A RESOLUTION APPOINTING

PRICEWATERHOUSECOOPERS LLP AS OUR

AUDITORS, TO SERVE AS OUR AUDITORS UNTIL

THE NEXT ANNUAL MEETING OF SHAREHOLDERS

AND AUTHORIZING THE DIRECTORS TO FIX THEIR

REMUNERATION

Management

TO CONSIDER AND, IF THOUGHT ADVISABLE, TO

For

PASS AN ADVISORY RESOLUTION TO ACCEPT THE

APPROACH TO EXECUTIVE COMPENSATION AS

DISCLOSED IN THE ACCOMPANYING MANAGEMENT

INFORMATION CIRCULAR

Management

For

TO CONSIDER AND, IF THOUGHT ADVISABLE,

APPROVE, BY WAY OF ORDINARY RESOLUTION

CONFIRMING, AMENDMENTS TO BY-LAW NO. 1 OF

THE CORPORATION AS DISCLOSED IN THE

ACCOMPANYING MANAGEMENT INFORMATION

CIRCULAR

Management

For

TO CONSIDER AND, IF THOUGHT ADVISABLE,

APPROVE, BY WAY OF SPECIAL RESOLUTION, AN

AMENDMENT TO THE ARTICLES OF THE

CORPORATION TO LIMIT THE NUMBER OF

PREFERRED SHARES THAT MAY BE ISSUED BY THE

CORPORATION TO A MAXIMUM OF 20% OF THE

ISSUED AND OUTSTANDING COMMON SHARES OF

THE CORPORATION AS DISCLOSED IN THE

ACCOMPANYING MANAGEMENT INFORMATION

CIRCULAR

ENBRIDGE INC.

Security

29250N105

Meeting Type

Annual

Ticker Symbol

ENB

Meeting Date

05-May-2021

ISIN

CA29250N1050

Proposed

Item

Proposal

Vote

For/Against

Management

Election of Directors:

For

Pamela L. Carter

For

Marcel R. Coutu

For

Susan M. Cunningham

For

Gregory L. Ebel

For

J. Herb England

For

Gregory J. Goff

For

V. Maureen K. Darkes

For

Teresa S. Madden

For

Al Monaco

For

Stephen S. Poloz

For

Dan C. Tutcher

For

Management

For

Appoint the auditors Appoint PricewaterhouseCoopers

LLP as auditors of Enbridge and authorize the directors

to set their remuneration

Management

For

Advisory vote on executive compensation Accept

For

Enbridge's approach to executive compensation, as

disclosed in the Management Information Circular

PEMBINA PIPELINE CORP

Security

706327103

Meeting Type

Annual General Meeting

Ticker Symbol

PBA CA

Meeting Date

07-May-2021

ISIN

CA7063271034

Proposed

Item

Proposal

Vote

For/Against

Management

Non-Voting

CMMT

PLEASE NOTE THAT SHAREHOLDERS ARE

ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY

FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'

ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.11 AND

2. THANK YOU

Management

1.1

For

ELECTION OF DIRECTOR: RANDALL J. FINDLAY

(CHAIR)

1.2

Management

For

ELECTION OF DIRECTOR: ANNE-MARIE N.

AINSWORTH

Management

1.3

For

ELECTION OF DIRECTOR: CYNTHIA CARROLL

Management

1.4

For

ELECTION OF DIRECTOR: MICHAEL H. DILGER

Management

1.5

For

ELECTION OF DIRECTOR: ROBERT G. GWIN

Management

1.6

For

ELECTION OF DIRECTOR: MAUREEN E. HOWE

Management

1.7

For

ELECTION OF DIRECTOR: GORDON J. KERR

Management

1.8

For

ELECTION OF DIRECTOR: DAVID M.B. LEGRESLEY

Management

1.9

For

ELECTION OF DIRECTOR: LESLIE A. O'DONOGHUE

Management

1.10

For

ELECTION OF DIRECTOR: BRUCE D. RUBIN

Management

1.11

For

ELECTION OF DIRECTOR: HENRY W. SYKES

Management

For

TO APPOINT KPMG LLP, CHARTERED

PROFESSIONAL ACCOUNTANTS, AS THE AUDITORS

OF THE CORPORATION FOR THE ENSUING

FINANCIAL YEAR AT A REMUNERATION TO BE

FIXED BY THE BOARD OF DIRECTORS

Management

For

TO ACCEPT THE APPROACH TO EXECUTIVE

COMPENSATION AS DISCLOSED IN THE

ACCOMPANYING MANAGEMENT PROXY CIRCULAR

TC ENERGY CORPORATION

Security

87807B107

Meeting Type

Annual

Ticker Symbol

TRP

Meeting Date

07-May-2021

ISIN

CA87807B1076

Proposed

Item

Proposal

Vote

For/Against

Management

Election of Directors:

For

Stéphan Crétier

For

Michael R. Culbert

For

Susan C. Jones

For

Randy Limbacher

For

John E. Lowe

For

David MacNaughton

For

François L. Poirier

For

Una Power

For

Mary Pat Salomone

For

Indira V. Samarasekera

For

D. Michael G. Stewart

For

Siim A. Vanaselja

For

Thierry Vandal

For

Management

For

Resolution to appoint KPMG LLP, Chartered Professional

Accountants as auditors and authorize the directors to fix

their remuneration.

Management

For

Resolution to accept TC Energy's approach to executive

For

compensation, as described in the Management

information circular.

Management

For

Resolution to approve amendments to TC Energy's By-

law Number 1, as described in the Management

information circular.

KEYERA CORP

Security

493271100

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

11-May-2021

ISIN

CA4932711001

Proposed

Item

Proposal

Vote

For/Against

Management

Non-Voting

CMMT

PLEASE NOTE THAT SHAREHOLDERS ARE

ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY

FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'

ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.9 AND

2. THANK YOU

Management

1.1

For

ELECTION OF DIRECTOR: JIM BERTRAM

Management

1.2

For

ELECTION OF DIRECTOR: DOUG HAUGHEY

Management

1.3

For

ELECTION OF DIRECTOR: MICHAEL NORRIS

Management

1.4

For

ELECTION OF DIRECTOR: CHARLENE RIPLEY

Management

1.5

For

ELECTION OF DIRECTOR: JANET WOODRUFF

Management

1.6

For

ELECTION OF DIRECTOR: BLAIR GOERTZEN

Management

1.7

For

ELECTION OF DIRECTOR: GIANNA MANES

Management

1.8

For

ELECTION OF DIRECTOR: THOMAS O'CONNOR

Management

1.9

For

ELECTION OF DIRECTOR: DEAN SETOGUCHI

Management

For

TO APPOINT DELOITTE LLP AS AUDITORS OF

KEYERA FOR A TERM EXPIRING AT THE CLOSE OF

THE NEXT ANNUAL MEETING OF SHAREHOLDERS

Management

For

ON THE ADVISORY RESOLUTION, THE FULL TEXT

OF WHICH IS SET FORTH IN THE CIRCULAR, WITH

RESPECT TO KEYERA'S APPROACH TO EXECUTIVE

COMPENSATION AS MORE PARTICULARLY

DESCRIBED IN THE CIRCULAR UNDER THE

HEADINGS "BUSINESS OF THE MEETING" AND

"COMPENSATION DISCUSSION AND ANALYSIS",

WHICH ADVISORY RESOLUTION SHALL NOT

DIMINISH THE ROLES AND RESPONSIBILITIES OF

THE BOARD OF DIRECTORS

KINDER MORGAN, INC.

Security

49456B101

Meeting Type

Annual

Ticker Symbol

KMI

Meeting Date

12-May-2021

ISIN

US49456B1017

Proposed

Item

Proposal

Vote

For/Against

Management

1A.

For